AdressAt Nordea, we are committed to being a trusted partner whom our customers and society can count on. Compliance and integrity go hand in hand. Joining us means you'll have an impact on how we do banking - today and tomorrow. So bring your ideas, skills and unique background. With us, you will be in good company with plenty of opportunities to collaborate, grow and make your mark on something bigger.
About this opportunity
Welcome to Markets Compliance. The team is covering Nordea Markets across Denmark, Sweden, Finland and Norway and collaborates closely with colleagues across New York, London and Shanghai. The unit consists of nine highly skilled Compliance Professionals located across the Nordics and we collaborate closely with other second line colleagues across Group Compliance and Group Risk. We add value by helping Nordea Markets in ensuring fair treatment of clients and preserving high integrity in the financial markets it operate in. You will play a valuable role in identifying and supporting the handling of Compliance risks together with the team.
What you will be doing:
- Day-to-day Compliance advisory across Research, Sales and Trading
- Coordinate and execute Compliance Training and Monitoring
- Provide proactive support in regulatory implementations
- Maintain an expert competence level in key regulatory areas applicable to Nordea Markets
- Maintain good understanding of business and best practice compliance risk management related to products, processes and regulatory changes
- Ad-hoc participation in cross-cutting programmes and projects
- Facilitate activities across Group Compliance directed at Nordea Markets.
You'll join a highly dedicated and top performing unit. The role is based in Stockholm, Sweden, and you will be situated on the Trading Floor. The unit is a respected and trusted advisor to Nordea Markets.
Who you are
Collaboration. Ownership. Passion. Courage. These are the values that guide us in being at our best - and that we imagine you share with us.
To succeed in this role, we believe that you:
- Seek to become a trusted advisor and you succeed by combining your regulatory competence with understanding of business and effective compliance risk management
- Are a strong communicator and able to influence, and also have the will and ability to listen and understand others' point of view and summarise complex information for various audiences
- Base your advisory on sound analysis and facts and have a solution-oriented approach
- Are self-motivated and able to work independently, while remaining a team player
- Are good at building and maintaining relations.
Your experience and background:
- 5+ years of experience within Legal, Risk, Compliance and Audit
- Solid understanding of MiFID II, MAR and other relevant financial regulations
- High level of business understanding across products, services, systems, infrastructure and general operating model
- Master's degree in economics, law or similar
- Good understanding to apply a risk-based approach
- Fluency in English and preferably any of the Nordic languages - both spoken and in writing.
If this sounds like you, get in touch!
Next steps
Submit your application no later than 07/04/2024 . For more information, you're welcome to contact Mytalip Kasami.
At Nordea, we know that an inclusive workplace is a sustainable workplace. We deeply believe that our diverse backgrounds, experiences, characteristics and traits make us better at serving customers and communities. So please come as you are.
For union information, please contact finansforbundet@nordea.se or SACONordea@nordea.com.
Please be aware that any applications or CVs coming through email or direct messages will not be accepted or considered.
Read more about working at Nordea here
